Search Result

121 - 140 of 644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing