Search Result

681 - 700 of 711 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MCOB 10.1 Application

As Published: 2004

MCOB 10.1 Application

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

MCOB 13.6 Repossessions

As Published: 2004

MCOB 13.6 Repossessions

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 16.1 Application

As Published: 2005

LR 16.1 Application

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment