Search Result

581 - 600 of 688 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales