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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions