Search Result

441 - 460 of 547 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle