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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

COB 11.1 Application

As Published: 2001

COB 11.1 Application

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COB 10.1 Application

As Published: 2001

COB 10.1 Application

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries