Search Result

241 - 260 of 641 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing