Search Result

181 - 200 of 396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units