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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

COB 3.7 Records

As Published: 2003

COB 3.7 Records

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations