Search Result

161 - 180 of 598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose