Search Result

121 - 140 of 614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation