Search Result

101 - 120 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations