Search Result

101 - 120 of 596 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

…

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

…

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

…

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

…

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

…

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

…

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

…

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

…

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

…

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…