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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

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FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

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DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

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DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

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MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

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PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

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DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

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