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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

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