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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COB 3.5 General

As Published: 2001

COB 3.5 General

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance