Search Result

421 - 440 of 635 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes