Search Result

301 - 320 of 700 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval