Search Result

261 - 280 of 625 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives