Search Result

261 - 280 of 638 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MCOB 9.1 Application

As Published: 2004

MCOB 9.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA