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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

DTR 3.1

As Published: 2005

DTR 3.1

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate