Search Result

161 - 180 of 592 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers