Search Result

161 - 180 of 603 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment