Search Result

141 - 160 of 659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees