Search Result

141 - 160 of 649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

PR App 1.1

As Published: 2005

PR App 1.1

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions