Search Result

121 - 140 of 566 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure