Search Result

121 - 140 of 615 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?