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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.23 Default

As Published: 2001

REC 3.23 Default

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers