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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose