Search Result

401 - 420 of 700 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment