Search Result

361 - 380 of 637 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls