Search Result

361 - 380 of 401 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities