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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

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SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

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ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

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LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

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