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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions