Search Result

341 - 360 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance