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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits