Search Result

301 - 320 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending