Search Result

301 - 320 of 623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies