Search Result

241 - 260 of 667 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges