Search Result

41 - 60 of 279 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

LR 14.1 Application

As Published: 2005

LR 14.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary