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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 16.1 Application

As Published: 2005

LR 16.1 Application

REC 3.23 Default

As Published: 2001

REC 3.23 Default

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

DISP 1.7 The Society of Lloyd's

As Published: 2002

DISP 1.7 The Society of Lloyd's

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status