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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 16.1 Application

As Published: 2005

LR 16.1 Application