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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?