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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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MAR 1.3 Market abuse (insider dealing)

SUP 15.6 Inaccurate, false or misleading information

COND 2.5 Threshold condition 5: Suitability

REC 6.2 Applications

SUP 6.5 Ending authorisation

REC 3.23 Default

SUP 6.2 Introduction

SUP 12.9 Record keeping

PR App 3.1

PERG 2.7 Activities: a broad outline

PERG 5.12 Link between activities and the United Kingdom

REC 6.1 Introduction and legal background

LR 13.8 Other circulars

PR 2.5 Omission of information

LR 11.1 Related party transactions

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

APER 4.7 Statement of Principle 7

COLL 5.4 Stock lending

PERG 7.3 Does the activity require authorisation?

COLL 6.7 Payments