Search Result

161 - 180 of 631 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details