Search Result

141 - 160 of 610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus