Search Result

101 - 120 of 620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

PR App 1.1

As Published: 2005

PR App 1.1

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices