Search Result

441 - 460 of 615 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose