Search Result

441 - 460 of 644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares