Search Result

21 - 40 of 268 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PR App 1.1

As Published: 2005

PR App 1.1

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications